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CHEN Guanting

    Associate Professor

(86)(10) 62772080

chengtg@sem.tsinghua.edu.cn

Educational Background

2010-2011  Visiting Scholar, Accounting Department, University of Texas at Austin

1992-1996  Ph.D., Accounting Department, Renmin University of China

1985-1987  M.S., Accounting Department, Renmin University of China

1981-1985  B.S., Finance Department, Renmin University of China

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Work Experience

1998-Present, Associate Professor, School of Economics & Management, Tsinghua University, Beijing, China

1996-1998,  Senior auditor, Research Director, Audit Bureau of Shandong Province, China

1987-1992,  Assistant auditor, Intermediate auditor, Audit Bureau of Shandong Province, China

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Courses

Auditing, Management Auditing, Internal Control in Enterprise, Taxation and Tax Planning

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Research Areas

Enterprise Internal Control and Risk Management, Fraud Audit, Auditing Theory, Taxation and Tax Planning

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Publications

Journal Articles

Xiaobao Huang, Nan Qiu, Guanting Chen, The Employee External Pay Gap and the Risk of Stock Price Crash, Finance Forum, 03, 25, 48-58, 2020

Zonglai Kou, Qianqian Xi, Guanting Chen, Match or Countervail:How Do Issuer-paid CRAs React When an Investor-paid CRA Enters the Market?, Journal of Management World, 9, 36, 26-39, 2020

Liao Lin, Guanting Chen, Zheng Dengjin, Corporate social responsibility and financial fraud: evidence from China, Accounting & Finance, Vol.59, No.5, pp.3133–3169, 2019

Xiaolin Huang, Guanting Chen, Eun-Hye Lee, The Moderating Effect of Internal Control on Performance of Cross-Border M&A under the Uncertainty of Economic Policy: Evidence from China, Journal of Korea Trade, 2019

Lianli Shuai, Zhu Song, Guanting Chen, The Opening of Capital Market, Non-financial Information Valuation and Firm Investment: Evidence from Shanghai & Shenzhen-Hong Kong Connect, Management World, Vol.8, pp.136-158, 2019

Guanting Chen, Song Zhu, Simin Wang, Short Selling Mechanism and Auditor Choice--Evidence from the margin trading, Auditing Research, Vol.5, pp.68-76, 2019

Xiaolin Huang, Guanting Chen, Internal control and Performance of Listed Companies: An analysis based on industry clustering , Journal of East China Normal University (Philosoph), 2, pp. 173-180, 2017

Xiaolin Huang, Song Zhu, Guanting Chen, The Impact of Bond Default on Credit Rating Agencies: Analysis Based on Bond Default in Chinese Bond Market, Journal of Financial Research, Vol.3, pp.130-144, 2017

Xiaolin Huang, Song Zhu, Guanting Chen, The impact of holding financial institutions on corporate debt financing and debt structure -- An Empirical Study Based on listing Corporation, Financial Research, No.12, Vol.426, pp.137-152, 2015,

Guanting Chen, Song Zhu, Xiaolin Huang, The Substitution between Auditor Choice and Accounting Information Quality: Evidence from the Effect on Credit Rating by Conservatism Principle, Auditing Research, No.05.2014, pp.77-85

Song Zhu, Guanting Chen, Wencui Du, Shareholding in Financial Institutions, Financial Constraints and Cash Reserve, China Accounting and Finance Review, No.03, Volume 16, 2014

Guanting Chen, Xiaolin Huang, Tian Zhang, Internal Control Evaluation Model and Application Based on ERM Framework, Auditing Research, No.06, 2013, pp.93-101

Song Zhu, Guanting Chen, XiaoLin Huang, The Effect of Independent Auditing under Concentrated Ownership: Analysis Based Credit Rating in Bonds Market, Accounting Research, No.07.2013, pp.86-97

Song Zhu, Guanting Chen: Accounting Conservatism and Auditing Fee, Analysis Basing on the Audit Risk Control Strategy, Auditing Research, No.01.2012, pp.87-95

Jia Ping, Guanting Chen: The Role of Audit Quality on the Condition of Fair Value Measurement, Auditing Research, No.03.2010

Guanting Chen: immunodeficiency syndrome of Huaxia Securities: serious failure of internal control, Finance and Accounting, No.06.2009

Guanting Chen: Positive Research on the Financial Statement Fraud Factors of Listed Companies in China, Auditing Research, No.05.2007

Guanting Chen: six importance, six neglect and other attention points of internal control constitution, Finance and Accounting, No.08.2007

Guanting Chen: Design on internal control in enterprises, Journal of Najing Audit University, No.03.2007

Conference Papers/ Proceedings

Guanting Chen, Jing Chen, Elisabeth Dedman & Song Zhu, Information Asymmetry and Audit Quality Choice: Evidence from the Chinese Bond Market, 2014 Abacus Special Issue Conference on Accounting in China, 2014.05

Guanting Chen & Song Zhu, The Effect of Fair Value Measurement on Audit Quality, Empirical Archival Research in Accounting Research Conference hold by the University of Texas at Austin, 2011.03

Translation Books

Montgomery`s Auditing, China CITIC Press, 2007.07


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Industry Experience

“Auditing”, The national outstanding teaching achievement award, and The Ministry of education higher education Excellent teaching material teaching material

“The Framework of Financial Risk Management in State-owned Large enterprises”, Class I prize of Outstanding Scientific Achievement award, Awarded by State-owned Assets Supervision and Administration Commission of the State Council

“ Enterprise Internal Control System”, Outstanding Scientific Achievement Award of Philosophy and Social Sciences in Beijing

“An Empirical Analysis on the dissimilation of the Audit Relationship”, Class ⅡPrize of Excellent Paper in Financial and Accounting, Awarded by Renmin University of China

“Internal Control Evaluation and Application”, Class III Prize of Excellent Book, Awarded by Shanghai Automotive Education Foundation

“Evaluation of Internal Control System”, Class III Prize of Shandong Province Social Sciences outstanding achievement

“ Fraudulent means and Auditing Methods on Finance, Accounting and Taxation”, Class III Prize of Shandong Province Social Sciences outstanding achievement

“ Evaluation Methods of Internal Control”, Class I Prize of Shandong Province Social Sciences outstanding achievement

“Internal Control Evaluation Method in the Application of Audit”, Class I Prize of Excellent Academic Paper, Awarded by China Audit Society


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